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質問 # 12
The Physical Security protection control is also aimed at protecting the "on call" and "working from home" employees' equipment used to access the Swift-related components.
正解:B
質問 # 13
An application only uses (i) the SWIFT API for reporting and gpi basic tracker calls through (ii) a tailored account not allowing business transactions management. Is this application in scope of the CSCF? (Select the correct answer)
*Swift Customer Security Controls Policy
*Swift Customer Security Controls Framework v2025
*Independent Assessment Framework
*Independent Assessment Process for Assessors Guidelines
*Independent Assessment Framework - High-Level Test Plan Guidelines
*Outsourcing Agents - Security Requirements Baseline v2025
*CSP Architecture Type - Decision tree
*CSP_controls_matrix_and_high_test_plan_2025
*Assessment template for Mandatory controls
*Assessment template for Advisory controls
*CSCF Assessment Completion Letter
*Swift_CSP_Assessment_Report_Template
正解:D
解説:
The CSCF applies to all SWIFT users and components that handle SWIFT-related data or connectivity, including customer connectors and interfaces. The scope is defined by the "Swift Customer Security Controls Framework v2025" and the "CSP Architecture Type - Decision tree." Let's evaluate the scenario and options:
*The application uses the SWIFT API for reporting and gpi basic tracker calls (e.g., tracking payment statuses via the SWIFT gpi Tracker) through a tailored account that does not allow business transaction management (e.g., creating or sending MT messages like MT103). This limits its functionality to read-only or monitoring activities.
*CSCF Scope: The CSCF applies to components that process or manage SWIFT business transactions (e.g., payment messages) or provide connectivity to the SWIFT network. The "CSP Architecture Type - Decision tree" classifies components into architecture types (A1-A4), with customer connectors and interfaces in scope if they handle transactional data or enable SWIFT connectivity. Reporting and tracking via APIs, without transaction management, do not constitute business transaction processing.
*Option A: Yes, it is in scope and considered a customer connector because it reads business transaction data This is incorrect. While the application reads transaction data (e.g., via gpi Tracker), the CSCF scope is primarily focused on components that manage or transmit business transactions (e.g., creating or sending messages). Reading data for reporting purposes does not classify it as a customer connector requiring full CSCF compliance unless it also handles transactional flows. The "Swift_CSP_Assessment_Report_Template" focuses on transactional interfaces.
*Option B: No, it can be descoped because there is no business transaction management being performed This is correct. Since the application does not manage business transactions (e.g., it cannot initiate or modify payments), it falls outside the primary scope of the CSCF. The "Independent Assessment Framework" allows for descoping of components that do not process transactional data, provided they are isolated from the SWIFT secure zone. This aligns with the "CSP Architecture Type - Decision tree," which excludes non- transactional reporting tools from mandatory assessment.
*Option C: No, it is not in scope because the API connection method is not in scope of the CSP This is incorrect. The SWIFT API connection method is within the CSP scope if it interacts with SWIFT services (e.g., gpi Tracker), but the key factor is the lack of transaction management, not the API itself.
*Option D: Yes, it is in scope because the API connection method is less secure than SWIFT interfaces This is incorrect. Security of the connection method (e.g., API vs. traditional interfaces) does not determine CSCF scope. The scope is based on functionality (transaction management), and the statement's premise about security is not a valid criterion per CSCF guidelines.
Summary of Correct answer:
The application is not in scope of the CSCF and can be descoped because it does not perform business transaction management (B).
References to SWIFT Customer Security Programme Documents:
*Swift Customer Security Controls Framework v2025: Defines scope based on transaction management.
*CSP Architecture Type - Decision tree: Guides descoping of non-transactional components.
*Independent Assessment Framework: Allows descoping of reporting-only applications.
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質問 # 14
What does the CSCF expect in terms of Database Integrity? (Choose all that apply.)
正解:A、B
解説:
This question addresses database integrity expectations under theSwift Customer Security Controls Framework (CSCF) v2024.
Step 1: Understand Database Integrity Requirements
TheCSCF v2024, underControl 2.7: Database Integrity, mandates protection and monitoring of databases supporting Swift-related components to ensure data integrity and detect anomalies.
Step 2: Evaluate Each Option
* A. Nothing is needed when the messaging or connector integrates/embeds an integrity check functionality at each Swift transaction record levelIncorrect. Even with embedded checks,Control
2.7requires additional protection and monitoring of the database and supporting systems, not just reliance on transaction-level checks.Conclusion: Incorrect.
* B. When a database is used by a messaging interface or connector, the related hosted database and its supporting system must be protected as a Swift-related component and exceptions alerted Correct.Control 2.7requires that databases supporting messaging interfaces or connectors be secured (e.
g., in a secure zone) and that exceptions (e.g., integrity breaches) be alerted, per theCSCF v2024.
Conclusion: Correct.
* C. Alerts generated from performed integrity checks are captured and analysed for appropriate treatmentCorrect.Control 2.7andControl 6.1: Security Event Loggingmandate capturing and analyzing integrity check alerts to address potential issues, as detailed in theSwift Security Best Practices
.Conclusion: Correct.
Step 3: Conclusion and Verification
The correct answers areB and C, as these align withControl 2.7andControl 6.1requirements for database integrity and monitoring in theCSCF v2024.
References
* Swift Customer Security Controls Framework (CSCF) v2024, Control 2.7: Database Integrity, Control
6.1: Security Event Logging.
* Swift Security Best Practices, Section: Database Security.
質問 # 15
The Internal Audit and an external assessment company are both involved in a SWIFT user's assessment.
Both have shared control assessments to cover the full scope (meaning two separate assessment teams). Who needs to provide a completion letter? (Select the correct answer)
*Swift Customer Security Controls Policy
*Swift Customer Security Controls Framework v2025
*Independent Assessment Framework
*Independent Assessment Process for Assessors Guidelines
*Independent Assessment Framework - High-Level Test Plan Guidelines
*Outsourcing Agents - Security Requirements Baseline v2025
*CSP Architecture Type - Decision tree
*CSP_controls_matrix_and_high_test_plan_2025
*Assessment template for Mandatory controls
*Assessment template for Advisory controls
*CSCF Assessment Completion Letter
*Swift_CSP_Assessment_Report_Template
正解:D
解説:
The "Independent Assessment Framework" and "Independent Assessment Process for Assessors Guidelines" require that the CSP assessment be conducted by an independent, certified assessor, with the resulting "CSCF Assessment Completion Letter" being a key deliverable. Let's evaluate each option:
*Option A: The Internal audit lead assessor and the external company lead assessor This is incorrect. The CSP prohibits reliance on internal audits for the completion letter due to the independence requirement. Only the external assessor's letter is valid, as per the "Independent Assessment Framework."
*Option B: The Internal audit lead assessor only
This is incorrect. Internal audits lack the independence needed to issue the completion letter, which must come from an external assessor.
*Option C: The External company lead assessor only
This is correct. The "Independent Assessment Process for Assessors Guidelines" mandates that the completion letter be provided by the lead assessor from the external assessment company, as they are the independent entity conducting the assessment. The internal audit's involvement is supplementary and cannot replace the external assessor's responsibility.
*Option D: None of them, it is not required when an internal department was involved in the assessment This is incorrect. A completion letter is always required, and internal involvement does not waive this requirement; it must be issued by the external assessor.
Summary of Correct answer:
Only the external company lead assessor needs to provide the completion letter (C).
References to SWIFT Customer Security Programme Documents:
*Independent Assessment Framework: Requires an independent assessor's completion letter.
*Independent Assessment Process for Assessors Guidelines: Specifies external assessor responsibility.
*CSCF Assessment Completion Letter: Issued by the external assessor.
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質問 # 16
Select the environment that is not in scope in a SWIFT user CSP assessment (assuming the environments are separated).
*Swift Customer Security Controls Policy
*Swift Customer Security Controls Framework v2025
*Independent Assessment Framework
*Independent Assessment Process for Assessors Guidelines
*Independent Assessment Framework - High-Level Test Plan Guidelines
*Outsourcing Agents - Security Requirements Baseline v2025
*CSP Architecture Type - Decision tree
*CSP_controls_matrix_and_high_test_plan_2025
*Assessment template for Mandatory controls
*Assessment template for Advisory controls
*CSCF Assessment Completion Letter
*Swift_CSP_Assessment_Report_Template
正解:A
解説:
The CSCF defines the scope of environments for a SWIFT user CSP assessment, focusing on environments that handle live SWIFT transactions or are critical to operational continuity. The "Swift Customer Security Controls Framework v2025" and "Independent Assessment Framework" provide guidance on scope. Let's evaluate each option, assuming the environments are separated:
*Option A: SWIFT infrastructure (sometimes known as Live)
This is in scope. The live environment, where actual SWIFT transactions are processed (e.g., Alliance Access sending MT103 messages), is the primary focus of the CSCF. Controls like "1.1 SWIFTEnvironment Protection" and "2.1 Internal Data Transmission Security" apply directly to this environment.
*Option B: Development
This is not in scope. Development environments, used for building or testing applications before deployment, are typically out of scope if they are fully separated from live systems and do not process real SWIFT data.
The "Independent Assessment Framework" excludes development environments unless they are integrated with live systems, which the question assumes is not the case.
*Option C: Disaster Recovery
This is in scope. Disaster Recovery (DR) environments are designed to take over in case of a failure in the live environment. Since they can process live SWIFT transactions during a failover, they must comply with CSCF controls (e.g., Control "1.1") to ensure continuity and security.
*Option D: Cold backup systems
This is in scope. Cold backup systems, while not actively processing transactions, are part of the SWIFT infrastructure's resilience strategy. They must be secured to prevent compromise (e.g., CSCF Control "1.2 Physical Security") and are included in the assessment scope per the "Assessment template for Mandatory controls." Summary of Correct answer:
The Development environment (B) is not in scope for a SWIFT user CSP assessment if separated from live systems.
References to SWIFT Customer Security Programme Documents:
*Swift Customer Security Controls Framework v2025: Excludes development environments from scope if separated.
*Independent Assessment Framework: Focuses on live, DR, and backup environments.
*Assessment template for Mandatory controls: Includes DR and backup systems in scope.
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質問 # 17
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